Transparency & Reporting

On May 14, 2009, Carlyle became a signatory to the Public Pension Fund Code of Conduct (the "Code"). Please click here for annual certifications.

Pursuant to the Code, Carlyle is providing information regarding the professional backgrounds of certain key Carlyle personnel (“Disclosure Persons”) and such information can be found under their individual biographies in the “Team” section of this website, or by clicking Disclosure Persons.

In addition, Carlyle is providing details of certain political contributions to candidates for state and local offices as well as certain federal contributions. Please click here for campaign contribution information.

Also pursuant to the Code, Carlyle is disclosing certain fees and expenses that have been paid on an aggregate basis with respect to investment funds to which U.S. public pension funds have committed since the effective date of the Code and the form of disclosure provided to public pension funds in respect of their investment:

Carlyle is a member of the Bundesverband Deutscher Kapitalbeteiligungesellschaften (BVK), the German private equity and venture capital trade association.  Carlyle believes that it is fully compliant with the voluntary BVK Guidelines for Disclosure and Transparency and that our German portfolio companies, including HC Starck and the Puccini Group, will comply with the BVK Guidelines as and when the guidelines apply to them. Click here to read more.

Pursuant to the Financial Instruments and Exchange Law of Japan, effective as of March 1, 2016, a person who has submitted a notification regarding Specially Permitted Businesses for Qualified Institutional Investors, etc. is required to make available to the public certain information. Information on the following entities can be obtained upon request:

  1. CAP IV, L.L.C.
  2. CAP V, L.L.C.
  3. Carlyle Aviation Leasing Services UGP Ltd.
  4. Carlyle Aviation Services V UGP Ltd.
  5. Carlyle Japan II Ltd
  6. Carlyle Japan III, Ltd
  7. Carlyle Japan IV, L.L.C.
  8. Carlyle Property Investors GP, L.L.C.
  9. CCOF General Partner, L.P.
  10. CEP V Holdings, L.L.C.
  11. CERF Managing GP Holdings, L.L.C.
  12. CGIOF GP, L.L.C.
  13. CGP II, L.L.C.
  14. CIEP II GP, L.L.C.
  15. CJP III Japan ILP GP, Ltd.
  16. CRSEF GP, L.L.C.
  19. TC Group VI, L.L.C.
  20. TC Group VI-F, L.L.C.
  21. TC Group VII, L.P.

If you would like to obtain information, please send an email to