Overview
Company Overview

Carlyle GMS Finance, Inc. (“Carlyle GMS Finance” or the “Company”) is an externally managed, non-diversified closed-end investment company. The Company elected to be regulated as a Business Development Company (“BDC”) under the Investment Company Act of 1940, as amended. Carlyle GMS Finance objective is to generate current income and capital appreciation primarily through debt investments in U.S. middle market companies.

Carlyle GMS Finance is externally managed by Carlyle GMS Investment Management L.L.C., an investment adviser that is registered under the Investment Advisers Act of 1940. For tax purposes, Carlyle GMS Finance has elected to be treated as a regulated investment company (“RIC”) under Subchapter M of the Internal Revenue Code of 1986, as amended.

Carlyle GMS Finance Administration L.L.C. provides the administrative services necessary to operate. Both Carlyle GMS Investment Management L.L.C. and Carlyle GMS Finance Administration L.L.C. are wholly owned subsidiaries of The Carlyle Group L.P.

Board of Directors and Management

Board of Directors and Management

Team Member Title Director Since Expiration of Term
Nigel D.T. Andrews Audit Committee Member & Independent Director, GMS Finance 2012 2018
Michael Hart Chief Executive Officer, Interested Director, GMS Finance 2015 2019
William P. Hendry Audit Committee Chairman & Independent Director, GMS Finance 2013 2019
Eliot P. S. Merrill Interim Chairman of the Board, Interested Director, GMS Finance
John G. Nestor Independent Director, GMS Finance 2013 2019

Officers Who Are Not Directors

Team Member Title Location
Matthew Cottrell Chief Compliance Officer, GMS Finance London, UK
Jeffrey S. Levin President New York, NY
Orit Mizrachi Chief Operating Officer, GMS Finance New York, NY
Venu Rathi Chief Financial Officer, GMS Finance New York, NY
SEC Filings

SEC filings, including Section 16 reports, are available here.

Team Member Title Location Industry
Nigel D.T. Andrews Audit Committee Member & Independent Director, GMS Finance New York, NY
Jeremy Bailys Senior Associate New York, NY
Pranai Cheroo Senior Associate New York, NY
Dan Cohn-Sfetcu Managing Director New York, NY Financial Services
Matthew Cottrell Chief Compliance Officer, GMS Finance London, UK
Prabu Davamarinarajan Managing Director New York, NY
Erica Frontiero Managing Director New York, NY
Sean Gilrain Associate New York, NY
Michael Hart Chief Executive Officer, Interested Director, GMS Finance New York, NY
William P. Hendry Audit Committee Chairman & Independent Director, GMS Finance New York, NY
Thomas M. Hennigan Managing Director New York, NY
Bruce Hodges Vice President New York, NY
David E. Johnson Managing Director New York, NY
Graham Kohan Senior Associate New York, NY Financial Services
Joseph Kurche Associate New York, NY
Jessica Y. Lee Managing Director New York, NY
Daniel Lepore Vice President New York, NY
Jeffrey S. Levin President New York, NY
Eliot P. S. Merrill Interim Chairman of the Board, Interested Director, GMS Finance New York, NY
Dzmitry Miranovich Associate New York, NY
Orit Mizrachi Chief Operating Officer, GMS Finance New York, NY Financial Services
John G. Nestor Independent Director, GMS Finance New York, NY
Paul O'Mahony Associate Director London, UK
Grishma Parekh Managing Director New York, NY
Anne-Sophie Aude Pawlowski Principal New York, NY
Jonathan Pearl Managing Director
Venu Rathi Chief Financial Officer, GMS Finance New York, NY
S. Taylor Roach Vice President New York, NY
Vivek Sachidanand Vice President New York, NY
Kunal M. Soni Managing Director Los Angeles, CA
Daniel Sweeney Vice President New York, NY
Mark Tamburello Vice President New York, NY
Shawn Tierney Associate New York, NY
Miles I. Toben Vice President New York, NY
Nikhil Vaidya Associate New York, NY
Arun Varanasi Senior Associate New York, NY
Dallas Ward Senior Associate New York, NY
Josh B. Zhou Senior Associate New York, NY